Digital Direct Margins Operations- Associate
Core
Manage daily margin processes, monitor accounts for collateral accuracy, and handle exceptions to margin policy for brokerage clients.
Role type
Associate margin operations specialist
Builds
Margin compliance and risk management workflows for brokerage accounts
Domain
Financial services / Brokerage operations
Required skills
Margin policy management, margin call handling, asset transfer review, regulatory compliance (REG-T, FINRA 4210), risk assessment, trading strategy knowledge, Excel, Tableau, Bloomberg
Preferred skills
Equity/Options trading experience, portfolio margin knowledge, pattern day-trading rules
Technologies
Excel, Tableau, Bloomberg
Responsibilities
Initiate and manage margin policy exceptions, perform daily margin processes including margin calls, review asset transfers, take action on at-risk accounts, support customer service on margin issues, assess risk in fast-moving markets, escalate risk issues, participate in cross-functional policy initiatives, provide regular reporting
Seniority
Associate, entry-level to mid-level IC
