Global Infrastructure Research – Associate/Vice President, Risk Management (New York)
Core
VP-level risk management role strengthening governance, operational, conduct, and reputational risk frameworks for Morgan Stanley's Americas Research business unit.
Role type
Senior IC risk management professional (VP)
Builds
Risk control frameworks, incident management programs, and compliance assessments for the research franchise
Domain
Financial services / Investment Research / Risk Management
Required skills
Risk management, operational risk, incident management, policy development, audit support, root cause analysis, change management, project management, stakeholder management, regulatory knowledge (SEC/FINRA)
Preferred skills
Legal/Compliance experience, Agile principles, securities markets knowledge
Technologies
Microsoft platforms, Zoom, Teams
Responsibilities
Supervise day-to-day risk controls, monitor and improve control frameworks, maintain policies and investigate exceptions, lead projects on supervisory platforms and information security, assist with audits and compliance assessments, manage complex risk incidents and escalations, implement operational analysis and continuous improvement initiatives
Seniority
VP, strategic leadership with hands-on execution