GFC Transaction Monitoring, Vice President, Oversight, Monitoring and Testing
Core
Supervise a team of Transaction Monitoring (TM) professionals to review flagged suspicious transactions, investigate alerts, and ensure compliance with AML regulations for Morgan Stanley clients.
Role type
Senior IC / Team Lead, Anti-Money Laundering (AML) Transaction Monitoring
Builds
Surveillance reviews, alert dispositions, and risk-based investigations for client account activity
Domain
Financial Services / Anti-Money Laundering (AML)
Deliverable
client delivery
Required skills
Team leadership, AML/KYC expertise, risk-based investigation, regulatory compliance, stakeholder management, process improvement, analytical problem-solving, MS Office proficiency
Preferred skills
Corporate Intelligence or due diligence experience, experience in financial services, ability to work in fast-paced environments, technical system proficiency
Technologies
MS Office, GFC Procedures Manual systems, technical monitoring tools
Responsibilities
Supervise TM professionals, review surveillance items and account activity, perform outreach to resolve alerts, escalate suspicious activity, analyze below-the-line testing results, draft disposition summaries, review team work quality, lead team meetings, drive process efficiencies, recommend AML policy enhancements