GFC Transaction Monitoring, Vice President, Oversight, Monitoring and Testing
Core
Lead the Oversight, Monitoring and Testing team to supervise transaction monitoring professionals, review suspicious activity alerts, and ensure compliance with AML regulations for Morgan Stanley clients.
Role type
Senior IC Vice President (AML Transaction Monitoring)
Builds
Production AML monitoring workflows and regulatory compliance reports
Domain
Financial Services / Anti-Money Laundering (AML)
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
Team leadership, AML/KYC expertise, risk-based investigation, policy enhancement, stakeholder management, process efficiency, regulatory compliance, alert resolution, documentation drafting
Preferred skills
Corporate Intelligence/Due Diligence experience, financial services background, technical system proficiency, analytical problem-solving
Technologies
MS Office, GFC Procedures Manual systems, risk engine tools
Responsibilities
Supervise TM professionals, review surveillance items and account activity, perform outreach to resolve alerts, analyze below-the-line testing results, draft disposition summaries, lead team meetings, recommend AML policy enhancements
Seniority
Senior, hands-on IC with team management