Compliance Analyst
Core
Ensure regulatory compliance and enhance testing programs for life and disability insurance products.
Role type
Compliance Analyst (Financial Services)
Builds
Regulatory reports, filings, and compliance controls for insurance operations.
Domain
Life and disability insurance, Financial Services
Deliverable
dashboards & analysis
Required skills
Regulatory analysis, Compliance testing, Risk assessment, SEC Rule 38a-1 evaluation, Regulatory reporting, Data analysis
Preferred skills
Compliance risk testing program design, Regulatory environment navigation, Compliance initiative implementation, Strategic problem-solving
Technologies
None stated
Responsibilities
Partner with business leaders to ensure compliance with laws and regulations; Assist with targeted testing across life and disability insurance products; Prepare and submit timely regulatory reports and filings; Respond to requests for information relating to regulatory examinations; Analyze compliance data to drive decision-making; Review and strengthen compliance controls and business processes; Evaluate insurance operations including SEC Rule 38a-1 assessments.
Seniority
Mid-level, hands-on IC
