Senior Associate
Core
Investigate corporate irregularities, whistleblower allegations, asset misappropriation, regulatory violations, and financial reporting fraud to help clients manage risks.
Role type
Senior Associate, Fraud Investigations and Regulatory Enforcement
Builds
Risk mitigation solutions and investigative reports for financial institutions and private entities
Domain
Financial Services / Anti-Money Laundering / Compliance
Deliverable
client delivery
Required skills
Institutional KYC, Sanctions Screening, PEP Screening, UBO/IBO drilldown, risk classification, client outreach, AS/AP/MLRO roles knowledge, PEP Due Diligence, screening hit disposition
Preferred skills
Experience with FIs, NBFIs, SPVs, high-risk products, end-to-end KYC for private and listed entities
Technologies
N/A
Responsibilities
Investigate fraudulent activities and irregularities within client organizations; Screen entities for sanctions and PEP risks; Classify customer risk levels based on risk pillars and factors; Manage screening hit disposition and mitigation approaches.
Seniority
Senior, hands-on IC