Compliance Senior Associate
Core
Implement compliance testing frameworks, lead compliance testing projects, and evaluate guidelines/policies to mitigate risks and improve processes within the Ethics and Business Conduct practice.
Role type
Senior Associate, Compliance & Internal Audit
Builds
Compliance testing frameworks, risk assessment methodologies, and management presentations
Domain
Professional Services / Risk and Compliance / Internal Audit
Required skills
Internal Audit, SOX Compliance, Risk Assessment, Policy Evaluation, Stakeholder Management, Exception Handling, Process Improvement, Team Supervision, Management Reporting, Learning & Development
Preferred skills
Internal Audit, SOX Compliance
Technologies
N/A
Responsibilities
Implement compliance testing frameworks and methodologies; Lead and perform compliance testing projects; Evaluate guidelines and policies to identify unmitigated risks; Review testing sheets and backup documents; Track implementation of recommendations with stakeholders; Finalize exceptions and agree on facts; Prepare management presentations summarizing testing cycles; Coach and train team members; Contribute to building compliance awareness within the organization.
Seniority
Senior, hands-on IC with team supervision
