Compliance Senior Associate
Core
Design and implement compliance testing frameworks, methodologies, and checklists to assess project risks and controls within the firm's ethics and business conduct programs.
Role type
Senior Associate, Compliance Practice Support
Builds
Internal compliance testing frameworks, risk assessment methodologies, and management reporting decks
Domain
Professional Services / Risk and Compliance / Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Compliance testing, Internal Audit, SOX Compliance, Risk assessment, Policy/SOP evaluation, Stakeholder management, Exception handling, Management presentation, Team coaching, Process improvement
Preferred skills
Analytics implementation, New area reviews, Tool implementation
Technologies
None stated
Responsibilities
Implement compliance testing frameworks and methodologies; Lead and perform compliance testing projects; Evaluate guidelines and policies to identify unmitigated risks; Review testing sheets and backup documents; Track implementation of recommendations; Finalize exceptions with stakeholders; Prepare management presentations; Coach and train team members; Contribute to compliance awareness initiatives
Seniority
Senior, hands-on IC with team supervision
