Senior U.S Securities and Transactional Counsel
Core
Lead legal workstreams for SEC reporting, disclosure, and NASDAQ compliance for a NASDAQ-listed foreign private issuer, while advising on US transactional matters including financing, M&A, and strategic transactions.
Role type
Senior U.S. Securities and Transactional Counsel
Builds
SEC filings, disclosure controls, transaction documents, and governance compliance
Domain
US Public Company Law / Securities Regulation
Required skills
US securities law expertise, SEC reporting (Forms 20-F, 6-K), SOX compliance, NASDAQ listing standards, capital markets transactions, M&A structuring, contract negotiation
Preferred skills
Top-tier law firm and in-house experience, Rule 10b5-1 planning, Rule 144A/Reg S offerings, Board governance
Technologies
EDGAR, SOX compliance tools
Responsibilities
Lead preparation and timely filing of periodic SEC reports; Manage disclosure controls and procedures; Advise on securities law aspects of equity and debt capital markets transactions; Provide securities law counsel across the full M&A lifecycle
Seniority
Senior, hands-on IC