Compliance Analyst
Core
Assist with day-to-day compliance operations, monitoring, and review functions for trading activities across the Asia-Pacific region.
Role type
Compliance Analyst
Builds
Compliance program operations and regulatory risk management
Domain
Financial markets / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Regulatory monitoring, policy development, AML procedures, broker/exchange communication, internal audit reporting
Preferred skills
Experience in financial markets compliance, degree in Finance/Law/Business
Technologies
None stated
Responsibilities
Monitor and review laws and regulations to identify new compliance requirements; Communicate with brokers and exchanges regarding trader registration and reviews; Develop and maintain written policies, procedures, and training materials; Conduct periodic internal compliance reviews and report results to management; Execute tasks related to Anti-Money Laundering (AML) procedures
Seniority
Mid-level (1.5 to 4 years experience)
