Senior Risk & Compliance Officer (Australia and New Zealand)
Core
Senior Risk & Compliance Officer supporting AML/CTF, AFSL, regulatory compliance, trustee, and funds management activities across Australia and New Zealand.
Role type
Senior IC compliance officer (financial services)
Builds
Compliance frameworks, regulatory reports, governance materials, and training programs for financial services clients.
Domain
Financial services / Regulatory compliance / AML/CTF
Required skills
AML/CTF knowledge, AFSL/ASIC/AUSTRAC regulatory frameworks, KYC, customer due diligence, investor onboarding, compliance monitoring, risk assessments, policy development, regulatory reporting
Preferred skills
Responsible Entities experience, Corporate Trustees experience, Managed Investment Schemes experience, Fund Managers experience, audit/inspection support, remediation programs
Technologies
None stated
Responsibilities
Support AML/CTF, AFSL, regulatory compliance, and governance frameworks; Conduct compliance monitoring, testing, and assurance activities; Assist with KYC, customer due diligence, investor onboarding reviews, and ongoing monitoring; Prepare regulatory reports, compliance documentation, and governance materials; Support risk assessments, compliance reviews, and regulatory change initiatives; Monitor regulatory developments and assist in updating policies, procedures, and compliance registers; Support trustee, managed investment scheme, and funds management compliance activities; Deliver compliance training and provide guidance to business stakeholders
Seniority
Senior, hands-on IC
