Securities Services - Business Control Manager - Vice President
Core
Strengthen the control environment for Securities Services in Australia by executing control frameworks, performing reviews, and coordinating remediation across Custody, Fund Administration, Transfer Agency, and Agency Securities Finance.
Role type
Senior IC Vice President, Securities Services Controls Management
Builds
Operational resilience and risk control frameworks for Australian Securities Services
Domain
Banking / Financial Services / Securities Services
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Control framework execution, control reviews and assessments, issue management and remediation coordination, audit and regulatory engagement support, root cause analysis, thematic reviews and trend analysis, management reporting and governance materials preparation, stakeholder partnership across business/ops/tech/compliance/legal/risk/audit
Preferred skills
Process mapping and control design, knowledge of custody and asset servicing regulations, operational resilience practices, front office partnership experience, firmwide risk program familiarity, 12 CFR Part 9 obligations knowledge
Technologies
None stated
Responsibilities
Support execution of the Securities Services controls framework and associated governance requirements across Australia; Perform control reviews and assessments to identify gaps, weaknesses, and enhancement opportunities; Assist in implementing and maintaining controls, procedures, and monitoring activities; Partner with business, operations, technology, compliance, legal, risk, and audit stakeholders to strengthen control effectiveness and operational resilience; Maintain documentation for key processes, controls, procedures, and operating models; Coordinate tracking and remediation of control issues, audit findings, regulatory observations, and operational risk events; Support root cause analysis and development of sustainable corrective actions; Perform thematic reviews and trend analysis of incidents, issues, and control performance indicators; Prepare management reporting, dashboards, and governance materials related to controls, incidents, risks, and issues; Support governance forums through meeting preparation, action tracking, and follow-ups; Coordinate responses to internal/external audit and regulatory reviews, including evidence gathering and monitoring action closure
Seniority
Vice President, Senior leadership with hands-on execution
