Suitability Analyst - Remote
Core
Adjudicate and document the suitability and best interest of annuity sales, transfers, replacements, and exchanges to ensure recommendations align with customer needs and regulatory standards.
Role type
Suitability Analyst (Financial Services)
Builds
Suitability determinations and compliance documentation for annuity transactions
Domain
Insurance and Retirement Products
Deliverable
client delivery
Required skills
Analytical thinking, risk assessment, regulatory compliance knowledge, attention to detail, communication, integrity
Preferred skills
Insurance operations experience, annuity transaction review, FINRA licenses, insurance certifications
Technologies
None stated
Responsibilities
Review annuity sales and exchanges for suitability, analyze customer profiles and risk tolerance, conduct evaluations and document decisions, collaborate with financial professionals, interview applicants to validate information, escalate complex cases, partner with New Business and Compliance teams, maintain audit-ready records
Seniority
Mid-Senior, hands-on IC