Legal & Compliance - Conflicts Clearance, VP
Core
VP-level role managing conflicts clearance, restricted/watch lists, and information walls for a global alternative asset manager.
Role type
VP, Legal & Compliance (Conflicts Clearance)
Builds
Information walls, restricted lists, and trade surveillance systems for institutional and individual investors.
Domain
Alternative Asset Management / Private Equity / Real Estate / Credit
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Analytical skills, issue-spotting, judgment, initiative, attention to detail, independent work, team collaboration
Preferred skills
Creativity, drive, adaptability
Technologies
None explicitly stated
Responsibilities
Evaluating transactions for restricted/watch list placement, communicating with legal/compliance groups and deal teams, identifying and escalating transactional conflicts, analyzing firm touchpoints for conflicts of interest, formulating recommendations for conflict resolution, documenting conflict clearance analysis, managing wall-crossing requests, reviewing trade pre-clearances, assisting with personal trading pre-clearances, enhancing conflicts documentation systems
Seniority
VP, strategic oversight & hands-on execution