Team Lead - Compliance
Based in India
Core
Review and approve marketing, advertising, and client communication materials to ensure compliance with regulatory requirements and internal policies.
Role type
Senior compliance lead (marketing communications)
Builds
Compliant marketing and client-facing communications across EMEA regions
Domain
Financial services / Regulatory compliance
Required skills
Regulatory compliance review, risk assessment, stakeholder partnership, policy development, written communication, analytical skills
Preferred skills
Series 7 license, customer grievance handling
Technologies
N/A
Responsibilities
Review marketing materials for regulatory adherence, provide risk-based compliance guidance to business partners, evaluate materials for reputational risk, maintain expertise in EMEA regulations, support policy development
Seniority
Senior, hands-on IC