SOX ITGC Consultant
Core
Develop and maintain IT General Controls (ITGC) to ensure compliance with SOX regulations, manage audit activities, and assess third-party vendor controls.
Role type
Senior IC IT Compliance Consultant (SOX/ITGC)
Builds
Compliance frameworks, audit evidence, and control testing plans for financial reporting systems.
Domain
Financial Services / IT Audit & Compliance
Deliverable
dashboards & analysis
Required skills
SOX controls, IT General Controls (ITGC), audit management, risk assessment, SDLC compliance, vendor risk management, SOC report analysis, process improvement, stakeholder management, documentation
Preferred skills
CISA, CPA, CA, MBA, automation (Power BI, macros), robotics
Technologies
Power BI, macros, SDLC frameworks
Responsibilities
Engage with IT teams, Auditors & Legal to manage audit activities; Establish and maintain relationships with IT support/business teams to drive improvements; Facilitate securing management responses from HP Global IT leadership; Support management with delivery of action plans for AIR raised, Audit and SOX Controls testing; Ensure approved IT General controls are embedded in current service lines and processes; Analyze SOC reports (SOC 1, SOC 2, SOC 3) to assess control effectiveness; Conduct risk assessments to identify compliance risks within the SDLC process; Develop mitigation strategies and controls to address identified risks; Provide support to internal and external auditors and auditees; Plan and conduct regular audits and reviews of software development processes; Identify non-compliance issues and work with stakeholders to address them; Develop and deliver training programs on compliance requirements; Evaluate and monitor third-party vendors to ensure adherence to compliance requirements; Continuously assess and improve compliance processes.
Seniority
Mid-Senior, hands-on IC
