Audit Director
Core
Lead the EMEA Risk and Control Services (RCS) team to provide independent assessment and advice on control and risk implications of the firm's activities across asset management.
Role type
Senior IC Audit Director (Asset Management)
Builds
Internal audit reviews, special investigations, and assurance activities for Columbia Threadneedle Investments business activities and operations.
Domain
Financial Services / Asset Management / Internal Audit
Required skills
Risk management, control and governance processes, audit planning and oversight, team leadership and coaching, regulatory compliance (SOX, IIA), stakeholder management, project leadership, resource planning, report writing.
Preferred skills
Advanced degree or professional certification (CIA, CISA, CPA, CFSA), public company experience, knowledge of ISAE 3402/SOX 404 controls testing, technology application controls.
Technologies
Audit process technology, technology application controls.
Responsibilities
Plan and oversee multiple RCS activities concurrently, lead and develop the team, coordinate across RCS and third-party assurance providers, review reports and workpapers, oversee closure of RCS-identified actions, prepare plan reporting for executive and Board forums, present findings to senior business leaders.
Seniority
Senior, hands-on IC with leadership responsibilities