Senior Manager, Compliance
Core
Lead and scale the second-line independent testing and oversight function for BSA/AML compliance, developing risk-based testing plans and governance frameworks.
Role type
Senior Manager, Compliance (BSA/AML)
Builds
Risk-based annual BSA/AML testing plans, governance frameworks, and defensible documentation standards.
Domain
Banking / Fintech / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
BSA/AML compliance, governance framework design, risk-based testing, policy development, regulatory exam support, issue remediation, cross-functional partnership, data analysis, offshore team management
Preferred skills
Managing distributed/offshore teams, building independent testing programs, board-level reporting
Technologies
None stated
Responsibilities
Develop and execute risk-based annual BSA/AML testing plans; oversee governance framework including policy development and regulatory updates; manage India-based testing resources; support external audits and regulatory examinations; develop metrics and KPIs to monitor control environment effectiveness; identify control gaps and recommend enhancements.
Seniority
Senior, hands-on IC with management responsibilities