Job
Core
Conduct compliance reviews, monitor regulatory developments, and manage client classification and vulnerability assessments for a global trading platform.
Role type
Compliance Officer (Financial Services)
Builds
Compliance reports, regulatory updates, and internal policies for senior management and regulators.
Domain
Financial Services / Online Trading / Brokerage
Deliverable
dashboards & analysis
Required skills
Regulatory monitoring, MiFID II assessments, client classification, due diligence, policy drafting, audit support
Preferred skills
CySEC certification, experience in online trading or brokerage
Technologies
None stated
Responsibilities
Carry out reviews under the Annual Compliance Monitoring Programme, monitor CySEC/ESMA/EU regulatory developments, conduct MiFID II target market assessments, review client requests for professional or experienced retail classification, assess client vulnerability escalations, help draft and update compliance policies, conduct due diligence on outsourcing providers, maintain compliance registers.
Seniority
Mid-level (2-3 years experience)