Senior Audit Manager
Core
Plan and execute complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, while evaluating and improving risk management and governance processes.
Role type
Senior Audit Manager (Risk & Control Services)
Builds
Audit reports, compliance assessments, and management action plans for financial services clients
Domain
Financial Services / Risk Management & Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work -> client delivery
Required skills
Risk assessment, audit theory application, project leadership, control deficiency identification, stakeholder communication, scope and schedule management
Preferred skills
Finance or Accounting degree, CIA/CISA/CPA/CFSA certifications, Financial Services experience, Broker-Dealer experience
Technologies
SOX, MAR, FDICIA frameworks
Responsibilities
Plan and execute complex audit activities and compliance checks; Identify control deficiencies and propose cost-effective recommendations; Supervise and lead assigned projects; Coordinate with control groups to ensure timely completion; Complete risk assessments in complex areas and recommend process improvements
Seniority
Senior, hands-on IC with leadership responsibilities