Senior Audit Manager
Core
Plan and execute complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, while evaluating and improving risk management and governance processes.
Role type
Senior IC audit manager (financial services)
Builds
Audit reports, compliance assessments, and management action plans for financial institutions
Domain
Financial services / Risk management and internal audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk assessment, audit theory application, project leadership, control deficiency identification, stakeholder communication, scope and schedule management, regulatory compliance knowledge
Preferred skills
CIA, CISA, CPA, CFSA certifications, financial services industry experience
Technologies
SOX, MAR, FDICIA frameworks
Responsibilities
Plan and execute complex audit activities and compliance checks; Identify control deficiencies and propose cost-effective recommendations; Supervise and lead assigned projects; Coordinate with control groups to ensure timely completion; Complete risk assessments in complex areas and recommend process improvements
Seniority
Senior, hands-on IC