Job
Core
Senior Compliance Officer ensuring regulatory adherence for a Forex/FinTech broker across Europe.
Role type
Senior Compliance Officer
Builds
Internal compliance frameworks and regulatory reporting for a CFD and stock trading platform
Domain
Financial Services / FinTech / Forex
Deliverable
dashboards & analysis
Required skills
Regulatory compliance monitoring, Financial crime risk prevention, Policy drafting, CySEC reporting, MIFID II knowledge, AML procedures
Preferred skills
Business development support, Project management, Research capabilities
Technologies
CySEC reporting systems, MIFID II frameworks
Responsibilities
Assess and monitor compliance with regulatory and legislative provisions, Ensure compliance with CySEC regulations, Guide business units on compliance matters, Draft and update policies and procedures, Fulfill annual obligations and license conditions, Prepare compliance reports
Seniority
Senior, hands-on IC