Audit Manager
Core
Lead risk-based operational, financial, and technology audit engagements and deliver SOX compliance audits for a Financial Services organisation.
Role type
Senior IC Internal Audit Manager
Builds
Internal control frameworks, audit reports, and SOX compliance documentation
Domain
Financial Services / Internal Audit / SOX Compliance
Required skills
Risk assessment, Internal control evaluation, SOX compliance, Audit planning, Stakeholder management, Regulatory reporting, Data analytics, Continuous improvement, Governance frameworks, Deficiency remediation
Preferred skills
Data Analytics, AI usage in audit
Technologies
Data Analytics tools, AI frameworks
Responsibilities
Plan and lead risk-based operational, financial, and technology audit engagements; Conduct risk assessments to support the development of the annual Internal Audit Plan; Evaluate the adequacy and effectiveness of governance, risk management, and internal control frameworks; Present audit findings to senior management and monitor agreed management actions; Plan, coordinate, and deliver the annual SOX readiness programme; Evaluate the design and operating effectiveness of key financial, non-financial, and IT controls; Track and monitor remediation of identified control deficiencies; Maintain SOX documentation, risk and control matrices, and testing evidence.
Seniority
Senior, hands-on IC
