Paralegal
Core
Supporting registered investment companies by managing legal and regulatory activities, including the creation, updating, and filing of registration statements and disclosure documents under the Investment Company Act of 1940 and Securities Acts.
Role type
Paralegal (Asset Management Legal)
Builds
Registration statements, prospectuses, statements of additional information (SAIs), and other SEC-required disclosure documents
Domain
Financial Services / Asset Management / Securities Law
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Legal document drafting, regulatory compliance analysis, stakeholder coordination, project management, legal research, attention to detail
Preferred skills
Asset management experience, Bachelor's degree
Technologies
Legal research databases, document management systems
Responsibilities
Coordinate input from business lines and outside counsel for disclosure documents; File registration statement amendments; Provide legal support for investment advisory business and corporate governance; Manage multiple ongoing legal assignments
Seniority
Junior to Mid-level, hands-on IC