OG.com - Legal Counsel - Capital and Prediction Markets
Core
Legal Counsel providing regulatory advice and compliance support for a CFTC-regulated prediction market platform and SEC-registered businesses.
Role type
Legal Counsel (Capital and Prediction Markets)
Builds
Prediction market products, tokenized securities, single stock futures, equity perpetuals, and derivatives.
Domain
Financial Services / Securities Regulation / Prediction Markets
Deliverable
client delivery
Required skills
US Securities laws and SEC regulations, FINRA rules, CFTC law and regulations, NFA rules, contract negotiation, policy drafting, regulatory representation, cross-border regulatory analysis
Preferred skills
Experience with licensed entities (broker-dealers or national securities exchanges), familiarity with industry practices
Technologies
None
Responsibilities
Handle legal and regulatory matters for SEC registered businesses; Focus on securities laws, SEC regulations, FINRA rules, CFTC law, and NFA rules; Focus on legal matters involving diverse financial instruments including prediction markets and derivatives; Assist business units with contract terms and conditions; Assist in drafting, reviewing and updating policies/procedures related to trading regulated products; Represent the company with the SEC; Review marketing and sales literature for compliance; Work with external counsel to ensure compliance in operating jurisdictions
Seniority
Mid-level (3-5 years experience)
