Competence Development Specialist (1 Year Contract)
Core
Perform first-line reviews of Fit and Proper due diligence processes, including declarations, probity checks, financial soundness, and monitoring submissions to ensure accurate assessment and documentation.
Role type
Compliance operations specialist (Fit and Proper)
Builds
Reliable compliance records and monitoring frameworks for financial services operations
Domain
Financial services / Insurance compliance
Deliverable
dashboards & analysis
Required skills
Due diligence assessment, probity checks, financial soundness evaluation, monitoring execution, sanctions issuance, record keeping, process improvement, data compilation
Preferred skills
Experience in operations, compliance, or governance within financial services, analytical skills, familiarity with case-management systems
Technologies
Spreadsheets, trackers, workflow tools, case-management systems
Responsibilities
Conduct independent Fit and Proper assessments, formulate enhanced monitoring recommendations, track monitoring conditions and submissions, issue sanctions, maintain case files and audit trails, identify process gaps, compile operational statistics
Seniority
Mid-level, hands-on IC