Registered Wealth Management Client Associate
Hybrid
Core
Provide client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timeliness and accuracy in client materials, and promoting banking offerings.
Role type
Registered Wealth Management Client Associate
Builds
Client service support and operational alignment for Financial Advisors
Domain
Wealth Management / Banking
Deliverable
client delivery
Required skills
FINRA Series 7, Series 66, Series 63, Series 65, SIE, investment product knowledge, client relationship management, operational compliance, Salesforce, Microsoft Office suite
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, verbal and written communication
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint