Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate client materials, and promoting banking integration.
Role type
Wealth Management Client Associate
Builds
Client service solutions and banking integration for Financial Advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA SIE, Series 7, Series 66, investment product knowledge, client relationship management, operational compliance, Microsoft Office, Salesforce
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, computer proficiency
Responsibilities
Educate clients on bank service offerings, ensure timeliness and accuracy in client materials, assist with policy alignment and risk management, identify and deepen client relationships, support team activities and coverage needs