Registered Wealth Management Client Associate
Core
Provide client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate client materials, and promoting banking offerings.
Role type
Wealth Management Client Associate (Client Service Support)
Builds
Client service solutions and banking integration for individual, corporate, and institutional clients
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA Series 7, Series 66 (or 63/65), SIE, investment product knowledge, client relationship management, operational compliance, Microsoft Office, Salesforce
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, verbal/written communication
Technologies
Salesforce, Microsoft Word, Excel, PowerPoint
Responsibilities
Educate clients on bank service and banking offerings; ensure timeliness, accuracy, and completeness in client materials; assist with policy alignment and risk management; identify and deepen client relationships; support team activities and cover roles during absences
Seniority
Individual Contributor, entry-level to mid-level