Transaction Management Operations Analyst
Core
Process moderately complex transactions, asset movements, and client onboarding for wealth management accounts while ensuring compliance and operational excellence.
Role type
Senior IC transaction operations analyst
Builds
Operational processes for asset transfers, account openings, and client onboarding
Domain
Wealth management / Financial services
Required skills
Transaction processing, reconciliation, settlement, trade and transfer support, client onboarding, compliance tracking, risk analysis, process improvement, project management, stakeholder coordination
Preferred skills
Coaching, mentoring, executive transition tracking, complex problem resolution
Technologies
Microsoft Office suite (PowerPoint, Excel, Word, OneNote)
Responsibilities
Handle moderately complex transaction processing and reconciliation with medium to large monetary impact; Facilitate client meetings regarding onboarding and asset transfer questions; Coordinate training for new and internal team members; Ensure rigorous tracking and inspection of onboarding documents for compliance; Respond to moderately complex client inquiries via numerous channels; Proactively identify risk and opportunities for process improvements
Seniority
Mid-level, hands-on IC with mentoring responsibilities