Registered Wealth Management Client Associate
Core
Provide client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate client materials, and promoting banking offerings.
Role type
Registered Wealth Management Client Associate
Builds
Client service solutions and banking integration for Merrill Wealth Management clients
Domain
Wealth Management / Banking
Deliverable
client delivery
Required skills
FINRA Securities Industry Essentials (SIE), Series 7, Series 66, investment product knowledge, client relationship management, operational compliance, Microsoft Office, Salesforce
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, verbal and written communication
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Educate clients on bank service and banking offerings; ensure timeliness, accuracy, and completeness in client materials; assist with policy alignment to support operational excellence and risk management; identify and deepen client relationships; support day-to-day team activities and cover roles during absences.
Seniority
Individual Contributor