Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timeliness and accuracy in client materials, and promoting banking integration.
Role type
Registered Wealth Management Client Associate
Builds
Client service support and operational alignment for Financial Advisors
Domain
Wealth Management / Banking
Deliverable
client delivery
Required skills
FINRA SIE, Series 7, Series 66 licenses, investment product knowledge, client-centric mindset, adaptability to new technology
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning commitment, sound judgment, Microsoft Office and Salesforce proficiency
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Educate clients on bank service and banking offerings, ensure timeliness and accuracy in client materials, assist with policy alignment to support operational excellence and risk management, identify and maintain client relationships, support day-to-day team activities including coverage during absences
Seniority
Individual Contributor, entry to mid-level