Merrill Financial Solutions Advisor (Partially Licensed)- Louisiana Market
Core
Provide tailored investment advice and financial planning to high-net-worth clients in a Merrill branch, developing relationships and preparing investment recommendations.
Role type
Financial Solutions Advisor (Partially Licensed)
Builds
Sustainable book of business for affluent and high-net-worth clients
Domain
Wealth Management / Financial Services
Required skills
Client relationship building, Investment strategy development, Financial goal assessment, Regulatory compliance (SAFE Act), Time management, Goal setting, Collaboration, Communication, Risk management, Self-starter mindset
Preferred skills
FINRA SIE license, Military experience, Series 7 and 66 licensing capability
Technologies
Merrill branch technology platforms, Investment advisory tools
Responsibilities
Review client financial goals and recommend investment advisory strategies, Shadow Financial Advisor teams to build networks and discuss market developments, Participate in training to develop a book of business and meet financial targets, Manage risk proactively in business transactions, Build relationships with internal service providers, Deliver advice through client reviews and presentations
Seniority
Mid-level, development-focused IC