Information Management Consultant - Securities, Settlements, and Custody Operations
Core
End-to-end ownership of complex financial information assignment, sourcing, gathering, and movement for securities, settlements, and custody operations, including fund onboarding and issue resolution.
Role type
Senior Information Management Consultant (Securities Settlements & Custody)
Builds
Operational accuracy for Wealth Management client accounts, Mutual Funds, Money Markets, and Alternative Investments
Domain
Financial Services / Wealth Management Operations / Securities Settlements
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Trade Operations Management, Controls Management, Risk Identification, Process Improvement, Documentation Review, Audit Coordination, Data Analysis, Exception Resolution, Stakeholder Coordination, Regulatory Compliance
Preferred skills
Project Management, System Enhancements, Automation Solutions, Quality Assurance, Cross-functional Partnership
Technologies
Microsoft Excel (Pivot Tables, Data Analysis, Trend Reporting)
Responsibilities
Lead end-to-end resolution of complex client issues and high-risk exceptions; Drive execution of complex financial and non-financial client transactions; Perform quality assurance reviews, testing, and training; Support risk management and audit processes; Review and update procedures to ensure accuracy and compliance; Identify operational risks and recommend process enhancements.
Seniority
Senior, hands-on IC with leadership capabilities