Transaction Management Operations Analyst - Investment and Monetary Controls (Wealth Management Operations)
Core
Process moderately complex transaction and fulfillment operations, including asset movement, reconciliation, and settlement for wealth management clients.
Role type
Transaction Management Operations Analyst
Builds
Operational accuracy and client asset integrity for internal business partners and external clients
Domain
Wealth Management / Financial Services Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Transaction processing, Reconciliation, Settlement, Risk analysis, Exception handling, Process improvement, Microsoft Excel (Pivot tables, VLOOKUP, macros), Numerical reasoning, Regulatory compliance
Preferred skills
Wealth management client service, Financial industry regulations, Cross-functional collaboration, Coaching, Operations/Finance/Accounting coursework
Technologies
Microsoft Excel
Responsibilities
Review, approve, and process collateral and brokerage transactions; Respond to client inquiries and resolve transaction exceptions; Analyze and escalate complex transactions requiring risk mitigation; Identify process improvement opportunities; Support high-volume workflows and train less experienced team members
Seniority
Junior, hands-on IC