Registered Wealth Management Client Associate
Core
Provide client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate delivery of materials, and promoting banking integration.
Role type
Wealth Management Client Associate (Support IC)
Builds
Client service workflows and banking integration solutions for Financial Advisors
Domain
Wealth Management / Banking
Deliverable
client delivery
Required skills
FINRA Series 7, Series 66 (or 63/65), SIE, investment product knowledge, client relationship management, operational compliance, Microsoft Office, Salesforce
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, verbal/written communication
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Educate clients on bank service and banking offerings; ensure timeliness, accuracy, and completeness in client materials; assist with policy alignment to support operational excellence and risk management; identify and deepen client relationships by promoting banking incorporation; support day-to-day team activities and cover roles during absences or seasonal increases
Seniority
Individual Contributor, entry to mid-level