Global Financial Crimes Senior Investigator (Brokerage)
Core
Conduct end-to-end investigations into external financial crimes including fraud, money laundering, and terrorist financing across brokerage lines of business.
Role type
Senior IC financial crimes investigator (brokerage)
Builds
Investigative case files, Suspicious Activity Reports (SARs), and regulatory submissions
Domain
Financial services / Brokerage / Anti-Money Laundering (AML)
Deliverable
client delivery
Required skills
Fraud Management, Investigation Management, Regulatory Compliance, Risk Management, Quality Assurance, Reporting, Written Communications
Preferred skills
Risk Identification & Assessment, Enhanced Due Diligence, Customer Due Diligence, Financial Crimes Risk Programs, AML Typologies
Technologies
Microsoft Excel
Responsibilities
Review and analyze investigations to ensure quality metrics; Review and submit Suspicious Activity Reports (SARs) to regulators; Report investigation facts to senior stakeholders; Perform quality control and training for investigators; Support process improvements for case assignment; Participate in case assignment distribution
Seniority
Senior, hands-on IC