Client Operations Associate, Quality Assurance
Core
Review client documentation and anti-money-laundering documents to evaluate suitability and ensure compliance; set up internal trading accounts and verify operational aspects of client relationships.
Role type
Associate, client operations and compliance
Builds
Client accounts and compliant operational setups for high-net-worth individuals
Domain
Asset management / Financial services
Deliverable
client delivery
Required skills
documentation review, anti-money-laundering checks, account setup, compliance procedures, internal collaboration
Preferred skills
high reliability, accuracy, client focus, timeline management
Technologies
internal trading systems, compliance tools
Responsibilities
Review client documentation and anti-money-laundering documents; Set up internal trading accounts; Collaborate with partner groups to verify operational aspects; Review inbound and outbound communications for accuracy; Review client profiles for cash flow and account structures; Follow all compliance procedures