Officer, Markets Operations Control
Core
Ensure compliance with global and regional functional policies focusing on Operational Risk, Manager's Control Assessment, Information Security, and Records Management for securities and derivatives trading.
Role type
Senior IC operations control analyst
Builds
Operational controls, risk assessments, and compliance reporting for global trading teams
Domain
Financial services / Securities and Derivatives
Required skills
Operational risk management, Records management, Access review management, Outsourcing review, MCA testing, Process improvement, Regulatory controls, Account reconciliations, GL proofing, Risk close out
Preferred skills
Project management, UAT, Team leadership, Problem solving
Technologies
General Ledger (GL), MCA tools
Responsibilities
Ensure compliance with global and regional functional policies with focus on Operational Risk, Manager's Control Assessment (MCA), Information Security and Records Management; Manage Records Management related activities; Manage access reviews for the supported businesses; Manage Outsourcing related reviews and reporting; Manage MCA testing of the Business activities; Manage process reviews and provide recommendations for improvement and automation; Manage documentation of Continuity of Business Plans; Escalate transaction processing issues to the appropriate channels and collaborate on a solution; Design and analyze moderately complex reports; Perform regulatory controls, account reconciliations, and record retention activities; Participate in the periodic General Ledger (GL) proofing exercises; Facilitating risk close out for market transactions; Daily Collaboration across Global Clients, Trading, and Operations teams; Acting as key point of contact for the team across internal and external stakeholders.
Seniority
Senior, hands-on IC
