Audit Specialist - Asset & Wealth Management
Core
Conduct and document risk-based audits across Asset and Wealth Management activities, identifying key risks, controls, and emerging themes.
Role type
Senior IC internal audit specialist
Builds
Audit reports, executive summaries, and committee materials
Domain
Financial services (Asset Management & Wealth Management)
Required skills
Internal auditing standards, risk management principles, internal control frameworks, Asset Management/Wealth Management operations, regulatory requirements, data analytics, project management
Preferred skills
Lead auditor experience, subject matter expert experience, data analytics techniques, CPA/CIA/CISA/CFA certification
Technologies
Data analytics tools
Responsibilities
Support development and execution of risk-based audit coverage, participate in audits and risk assessments, evaluate design and effectiveness of internal controls, analyze audit results to identify trends, provide technical guidance to audit teams, monitor regulatory developments, assist in developing audit staff
Seniority
Senior, hands-on IC