Senior Audit Manager, Wealth Management
Core
Execute risk-based audit plans for the Private Wealth Management portfolio, providing independent assurance and strengthening the control environment.
Role type
Senior IC internal audit manager
Builds
Independent assurance reports and risk-based audit plans for trust companies, registered investment advisors, and personal banking
Domain
Financial services / Wealth management / Internal audit
Deliverable
dashboards & analysis
Required skills
Risk-based audit planning, engagement oversight, strategic risk insight, audit reporting, team leadership, wealth management risk expertise
Preferred skills
CFA, CFIRS, securities licenses
Technologies
Audit lifecycle management tools
Responsibilities
Develop and execute comprehensive risk-based audit plans, oversee multiple audit engagements, translate business strategies into audit approaches, prepare and review audit reports, build trusted relationships with management, lead and mentor audit professionals
Seniority
Senior, hands-on IC with mentorship