Senior Officer/Officer, Operations Control and Reporting, Wealth Management Operations
Core
Prepare, check, and coordinate regulatory reports (CRS, FATCA, GSIB, HKMA) and ensure data accuracy and timely submission for internal and external regulatory bodies.
Role type
Senior Officer/Officer, Wealth Management Operations Control and Reporting
Builds
Regulatory reporting packages and reconciled cash/stock positions for SFC, HKMA, and MAS
Domain
Banking / Wealth Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory reporting, securities settlement, reconciliation, General Ledger management, risk awareness, SOP development, project coordination, audit support, error identification
Preferred skills
Investment products settlement (equities, fixed income, Unit Trust, structured products)
Technologies
General Ledger systems, Regulatory reporting platforms
Responsibilities
Prepare and consolidate regulatory reports for filing to SFC/HKMA/MAS; Reconcile cash and stock accounts; Perform daily and monthly General Ledger reconciliations; Review and update Standard Operating Procedures (SOPs); Assist in implementing system and process change initiatives; Conduct RCSA reviews and compliance audits; Liaise with business partners on user requirements and UAT
Seniority
Senior, hands-on IC