CASS Reconciliatons Officer
Core
Produce daily internal client money reconciliations, investigate breaks, and maintain controls safeguarding client assets in a wealth management environment.
Role type
Senior IC operational risk and reconciliation officer
Builds
Daily client money reconciliation reports and control evidence packs
Domain
Financial services / Wealth management / Regulatory compliance (FCA CASS 7)
Deliverable
dashboards & analysis
Required skills
FCA CASS 7 knowledge, client money reconciliation, root-cause analysis, exception management, advanced Excel (lookups, pivot tables, Power Query), regulatory interpretation
Preferred skills
UK investment products knowledge, experience with reconciliation/compliance systems (FNZ Platform, T-Rex, Accurate, SSRS, Navision), audit support
Responsibilities
Produce and review daily internal client money reconciliations; Prepare and reconcile key control accounts (creditors, suspense, interest, fees); Investigate reconciliation breaks and data-quality issues; Identify and escalate exceptions presenting regulatory or financial risk; Operate maker-checker controls and exception management; Challenge processes to strengthen controls and ensure regulatory alignment; Produce and interpret management information and metrics; Maintain procedures and documentation for the CASS Resolution Pack; Support internal and external audit activity; Contribute to change initiatives impacting client money flows
Seniority
Mid-Senior, hands-on IC