Advisory Manager
Core
Provide compliance advice and oversight for Global Markets and Corporate Investment Banking businesses, covering transaction reporting, market integrity, and regulatory interpretation.
Role type
Senior IC compliance manager (financial services)
Builds
Compliance policies, procedures, and training programs for trading and sales desks
Domain
Financial services / Investment Banking / Regulatory Compliance
Required skills
Regulatory interpretation (EU/UK), transaction reporting expertise, risk assessment, stakeholder management, policy creation, training delivery, regulatory liaison
Preferred skills
Automation of compliance processes, experience with Central Bank inspections, presenting to senior stakeholders, global collaboration
Technologies
None explicitly stated
Responsibilities
Assess new business proposals against laws and regulations; advise on regulatory developments; act as point of contact for transaction reporting; create and review compliance policies; review notifications for Short Selling and Transparency obligations; analyze market abuse escalations; respond to regulatory requests; identify and report operational risk events
Seniority
Senior, hands-on IC