Senior Compliance Analyst
Core
Supports the Regulatory Affairs & Conduct pillar in delivering compliance oversight, regulatory change management, and Appointed Representative (AR) regimes within the insurance sector.
Role type
Senior Compliance Analyst (Regulatory Affairs)
Builds
Regulatory reports, dashboards, and compliance registers for the Insurance Services division.
Domain
Insurance / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
FCA-regulated environment experience, SM&CR and AR regime knowledge, data collation and validation, regulatory reporting, policy review, stakeholder management, Microsoft Office proficiency.
Preferred skills
Progress toward ICA/CISI/CII qualification, territorial licensing knowledge, AI tool usage.
Responsibilities
Support onboarding and monitoring of Appointed Representatives (ARs); maintain AR and SMCR registers; administer e-learning programs; collate data for KRIs and MI dashboards; submit regulatory reports; assist with horizon scanning and regulatory updates; respond to business compliance queries; act as client lead for an allocated portfolio.
Seniority
Senior, hands-on IC