Trade Surveillance Specialist
Core
Monitor and investigate trading anomalies and market abuse across client-facing and proprietary flows to ensure compliance and data quality.
Role type
Trade Surveillance Specialist (Compliance & Data)
Builds
Enhanced detection capabilities, refined alert parameters, and automated monitoring workflows
Domain
Financial Services / Hedge Fund Compliance
Required skills
Trade surveillance, SQL, data manipulation, market abuse regulations, alert tuning, internal tooling development
Preferred skills
Actimize or SMARTS platform experience, scenario and rule design, threshold tuning
Responsibilities
Monitor and review daily surveillance alerts; Investigate potential market abuse and trading anomalies; Conduct deep-dive analysis of trading activity; Document investigation findings; Drive change initiatives to refine alert parameters and detection logic; Collaborate on design and development of internal tooling; Work with technology teams to optimize data feeds and infrastructure; Take ownership of process and data improvement initiatives; Assist with regulatory requests and audit queries
Seniority
Mid-Senior, hands-on IC