KYC Quality Control / Checker
Core
Review and challenge KYC files for Investment Banking clients to ensure accuracy, completeness, and adherence to global minimum standards and UK/EU regulatory requirements before client approval.
Role type
Senior IC KYC Quality Control Checker
Builds
Robust onboarding control framework for Investment Banking clients across EMEA
Domain
Financial Services / Investment Banking / Anti-Money Laundering (AML)
Required skills
KYC file review, Investment Banking transaction analysis, SPV structure assessment, Root cause analysis, AML legislation knowledge, EMEA regulatory compliance, Stakeholder engagement
Preferred skills
Dow Jones screening tools experience
Responsibilities
Perform quality assurance reviews of new-to-bank KYC files for Investment Banking clients. Review complex client structures and transaction types including SPV setups and advisory mandates. Identify recurring errors and conduct root cause analysis. Feed findings into training content and procedural updates. Partner with Front Office, Sales, Compliance, and Operations stakeholders.
Seniority
Mid-Senior, hands-on IC