Compliance Specialist
Core
Support the Chief Compliance Officer to deliver oversight and advice on compliance policies, procedures, systems, controls, and governance for the business in the UK, Europe, Middle East, and Africa.
Role type
Senior IC compliance specialist (reinsurance/insurance)
Builds
Compliance oversight, risk registers, and regulatory alignment for Marsh Re
Domain
Reinsurance and Insurance Brokerage
Required skills
Reinsurance/Insurance industry experience, FCA Handbook knowledge (Principles, Rules, Guidelines, CASS), regulatory and legislative change monitoring, risk register management, investigation and reporting, training delivery
Preferred skills
European regulatory law awareness (IDD), traditional and non-traditional reinsurance concepts
Technologies
FCA Handbook, GDPR, Enterprise Risk Management systems
Responsibilities
Provide day-to-day guidance and support to the business regarding compliance policies and procedures; Review and keep up to date with changes in regulatory, legislative, and market practices; Maintain the Marsh Re risk register; Assist with and maintain records for regulatory breaches, gifts and entertainment, conflicts of interest, enterprise risk management, GDPR, third party payments, approved parties, and sanctions; Actively participate in Compliance projects, developing recommendations and action plans; Provide training on relevant corporate policies and procedures
Seniority
Mid-Senior, hands-on IC