Manager, Legal and Compliance Department
Core
Provide compliance advice and conduct reviews for regulated activities including Trustee, Asset Custody, Private and Wealth Management, and Asset Management.
Role type
Manager, Legal and Compliance
Builds
Compliance frameworks, policies, and advisory for financial products and services
Domain
Financial Services / Asset Management / Private Banking
Required skills
Regulatory knowledge (Banking Ordinance, Securities and Futures Ordinance), Financial product expertise, Remediation and process improvement, Training administration, Committee management
Preferred skills
AVP level experience
Technologies
N/A
Responsibilities
Handle assigned compliance works and provide advice on regulated activities, Participate in new product and service development with compliance input, Conduct compliance reviews and administer committee preparatory works
Seniority
Manager
