Junior Compliance Surveillance Officer
Core
Investigating trade surveillance alerts end-to-end by reconstructing order and trade activity from market data, reviewing communications, and using AI-assisted workflows to detect, evaluate, and explain unusual trading patterns to identify risk factors and potential market abuse.
Role type
Junior IC compliance surveillance officer (data analysis & automation)
Builds
Automated detection logic, tooling, and data pipelines for surveillance
Domain
Financial markets / Regulatory compliance
Deliverable
production ML models
Required skills
SQL, Python, AI-assisted workflows, market data reconstruction, regulatory framework knowledge, risk assessment, data analysis, alert investigation, control design
Preferred skills
Experience automating analysis, building data tooling, exchange/regulator experience, machine learning
Technologies
SQL, Python, AI, machine learning
Responsibilities
Investigating trade surveillance alerts end-to-end, analysing large sets of market and trade data, building and automating detection logic and data pipelines, designing and testing controls to detect market abuse, reviewing surveillance electronic communications alerts, identifying gaps in the surveillance framework, advising on compliance requirements implementation
Seniority
Junior, hands-on IC