Front Office Risk & Control Manager – Suitability
Core
Lead suitability monitoring across discretionary, advisory, and wealth planning activities, managing a team of Officers and handling complex risk-based reviews.
Role type
Front Office Risk & Control Manager
Builds
Risk-based suitability reviews, management information, and suitability reporting for senior stakeholders.
Domain
Private banking and wealth management
Deliverable
dashboards & analysis
Required skills
Suitability review, trend identification, investigation leadership, staff competence assessment, FCA suitability knowledge, wealth management background
Preferred skills
Professional qualification in wealth or investment management
Responsibilities
Lead risk-based suitability reviews, identify trends and client detriment, prepare management information and reporting, assess competence of client-facing staff
Seniority
Manager, team lead