Associate/ AD, Client Onboarding, Institutional Equities
Core
Manage end-to-end KYC due diligence and client onboarding for Institutional Equities clients across the APAC region, assessing risk profiles and validating documentation.
Role type
Associate Director, Client Onboarding (Institutional Equities)
Builds
Onboarded clients compliant with AML/KYC frameworks for the IE business
Domain
Financial Services / Institutional Equities / Anti-Money Laundering
Deliverable
client delivery
Required skills
KYC due diligence, client onboarding management, constitutional document analysis, risk assessment, regulatory screening, stakeholder coordination, AML policy compliance
Preferred skills
Mandarin proficiency, corporate structure expertise, equity product review knowledge
Technologies
External screening databases, Microsoft Word, Microsoft Excel
Responsibilities
Manage end-to-end client onboarding for APAC region clients, Partner with Front Office, Compliance, AML, and Operations to ensure timely onboarding, Gather and validate constitutional and supporting documentation, Conduct KYC and customer due diligence reviews to assess client risk profiles, Perform client identification, verification, and screening checks, Perform independent review of KYC due diligence completed by Makers